Transfinite Induction and Recursion
Mathematics · Set Theory | 14 March 2026

Transfinite Induction and Recursion

Test

1. Transfinite Induction

Theorem. Let $P$ be a property defined on ordinals, and suppose that for any $\alpha \in \mathrm{Ord}$,

\[[ \forall \beta < \alpha : P(\beta)] → P(\alpha).\]

Then $P$ is true for all ordinals.

Remark. Since $\mathrm{Ord}$, the domain of $P$, is a proper class rather than a set, we use the term “property” instead of “predicate”.

Proof. Suppose there exists $\lambda$ such that $\lnot P(\lambda)$. Then $\Omega = \lbrace \alpha \in \lambda : \lnot P(\alpha) \rbrace$ is a non-empty well-ordered set, so it has a minimal element $\alpha_0$. Since $\forall \beta < \alpha_0 : P(\beta)$, by hypothesis we have $P(\alpha_0)$, which is a contradiction. ■

Application. Show that the von Neumann hierarchy may be defined as $V_{\alpha + 1} = \mathcal{P}(V_\alpha)$ instead of $V_{\alpha + 1} = V_\alpha \cup \mathcal{P}(V_\alpha)$.

2. Transfinite Recursive Definition

Motivation. Consider recursive definitions on natural numbers. Given $n$ sets $x_1, \dots , x_n$ and a function $g$ that outputs a set, we would like to define $f: \mathbb{N} → V$ as follows:

\[f(n) = g(f(0), \dots, f(n - 1))\]

The problem is that $g$ can only take a fixed number of parameters. Therefore, we group the parameters of $g$ into an ordered pair:

\[f(n) = g(\langle f(0), \dots, f(n - 1) \rangle)\]

This ordered pair can be represented as $\lbrace (0, f(0)), \dots, (n - 1, f(n - 1)) \rbrace = f \upharpoonright n$. That is,

\[f(n) = g(f \upharpoonright n).\]

Generalising this to ordinals, we obtain the following:

Theorem. Let $G: V → V$ be a class function. There exists a class function $F: \mathrm{Ord} → V$ satisfying

\[F(\alpha) = G(F \upharpoonright \alpha)\]

Proof. Apply transfinite induction extensively. (Sorry for the brevity, lol.) It is worth remarking that the proof does not depend on the axiom of choice, for the well-orderedness of ordinals is provable from ZF. Note, however, that the proof that every well-ordered set is order isomorophic to an ordinal does require AC.

subkiy
subkiy

subkiy is Professor of Philosophy at the University of Edinburgh, where she specialises in the history of logic and the philosophy of mathematics. Her most recent book is The Formal Turn (Princeton, 2024).

14 March 2026